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Aristotle
His Environment and Method of Work:
Aristotle was born at Stagira in Thrace
in 384 B.C. and died in 322 B.C. He studied in Plato's Academy for about
seventeen years, served as Alexander's tutor and then kept his school in
the Lyceum for about twelve years. He was profoundly influenced by the prevailing
political degeneration of the Greek city-states as evidenced by Philip's
easy victories over them. Aristotle was the greatest of Plato's disciples
and he took his inspiration on many things from his celebrated teacher.
But there is an essential difference between the two political theorists.
If Plato was pre-eminently a radica1-thinker, Aristotle was decidedly conservative
m his political speculation. Again, while Plato is a deductive thinker,
Aristotle follows the inductive method. This is clear if we compare the
methods of the two. Plato started with abstract notions of justice
and virtue and on the basis of these setup an ideal state. Aristotle reasoned
inductively by comparing the working institutions of a large number of city-states
actually existing in his own time. The intellectual make-up and reasoning,
process of the two was different. Plato proceeded from the Universal
or the Ideal to the particular, while Aristotle's process was from the
particular and concrete to the universal, Plato believed that reality
lay in the ideal i.e. the idea of a thing while Aristotle held that it lay
in the concrete manifestation of a thing. Aristotle regarded himself more
as a systematizer of already-existing knowledge than as a propounder of
new philosophy. The reasoning of Aristotle is less imaginative and more
logical and scientific than that of Plato and his speculations and
judgments are sounder than those of his master. With him, ethics and politics
are not so inextricably intertwined as with Plato. If Plato subordinated
politics to ethics, Aristotle gave the pride of place to politics.
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Aristotle's knowledge was encyclopedic
and he wrote on ethics and metaphysics, on art and poetry, on economics
and politics, on physics and mechanics, on physiology and medicine,
on astronomy and logic. In his writings Aristotle showed much regard
for popular opinions and current practices, for he was essentially a
realist philosopher. His chief work, the Politics, is really a justification
of existing institutions like the state, slavery and family or is calculated
to suggest remedies for the ills of the body-politic of the city-state.
It is an unfinished treatise in the form of a monologue and represents
'thought at work and not the finished product of thought', as shown
by its constant digressions. The Politics is divisible into three parts.
Book I, II and III give us Aristotle’s view of the nature of the
state, its origin and its internal organization (Book I), his examination
of states projected by thinkers like Plato or of existing states (Book
II), and his classification of states with a view to finding out
the ideal state (Book III). This gives rise to two constructions independent
of each other. Books IV, V and VI, hanging together, represent
the first construction, explain the nature and classification of constitutions
and deal with political dynamics i.e. changes in states due to revolutions.
In the second construction i.e. Books VII and VII, Aristotle portrays
his ideal i.e. the best State.
Natural Origin of the State:
Aristotle believes that a man by nature
a 'political animal’. He finds the origin of the state in the
innate desire of an individual to satisfy his economic needs and racial
instincts. For the realization of this desire the male and female on
the one hand and the master and slave on the other, come together, live
together and form a family i.e. a household which has its moral and
social use. So long as the needs and desires of the members of this
entity are simple, it remains a separate entity. But when the urge to
seek a fuller life seizes the different households, they come together
and form a city or state which is big-enough to be self-sufficing. It
is in the household that the three elements originate and develop which
are essential to the building of state viz fellowship, political organization
and justice. The state develops as naturally as a household. The human
faculty of speech suggests the naturalness of the state.
Nature of the State:
The state is a Koimonia i.e. a community
of some kind. Every community is established to realize some good. The
state, being the highest of all communities, aims at the good. The state
is a natural association for it develops organically from the earlier
natural associations i.e. the household and the village. It is the end
of them. It is the culmination of a natural development. "Hence
it is evident that the state is a creation of nature and that man is
by nature a political animal." Further, "the state is by nature
clearly prior to the family and to the individual, since the whole is
of necessity prior to the part". The naturalness of the state and
its priority to the individual is evident from the fact that a man outside
the state is not self sufficing. He finds his perfection only in the
state which is his end and of which he is a natural, integral and organic
part. As an organic part of the state, the individual is a political
animal.
The state, to Aristotle, is a kind
of association of individuals with "a functional unity of
varied parts made one by the pursuit of a common aim in which their
nature, their habits and their training lead them all to join".
Or again, the state is conceived as 'an association of individuals bound
by spiritual chains about a common life of virtue, while yet retaining
the individuality of separate properties and separate families'. The
state, to Aristotle, has an organic growth and performs a moral function.
Its end is to give a perfect, self-sufficing and fully developed life
to the individuals living in it. Man is a man i.e. he is better
than a brute, only if he lives in a state. Without the civilizing influence
of speech and organized association, he would be merely an animal, not
a rational animal. The state being, therefore, necessary to make
a man a man, the state is prior to him. A man may be able to satisfy
his economic needs within his household but he must satisfy the
cravings of his moral and intellectual self outside the limits
of his household i.e. through the medium of the state.
The Ends of the State:
Aristotle believed that man was essentially
good and the function of the state was to develop his good habit of
good action. The function of the state, therefore, was positive and
not negative as would be implied by a conception of the state as
a mere punishing agency. Aristotle's organistic conception of the
state did not destroy an individual’s identity. ''Man, as having
his nature supplemented by the state, rather than the state as controlling
man's every faculty, is the pivot of his thought”. The function
of the state was the promotion of good life among its citizens and,
therefore, the state was a spiritual association in a moral life'. Aristotle
saw a good deal of identity between the individual and the state. The
state, like an individual must show the virtues of courage, self-control
and justice. "As a self-contained ethical society, the state lives
the same life as the individual; like him, it acknowledges a moral law,
and like him it forces itself (its members) to conform to that law.
It has the same end and it attains the same happiness in pursuing that
end."
Aristotle's Defence of Slavery:
While discussing the origin of the
state, Aristotle mentions the institution of slavery. He finds
slavery essential to a household and defends it as natural and, therefore,
moral. A slave is a living possession of his master and is an
instrument of action. "For he who can be and, therefore, is
another's and he who participates in reason enough to apprehend,
but not to have reason, is a slave by nature". A. man cannot lead
a good life without slaves any more any more than he can produce good
music without instruments. Men differ from each other in their physical
and intellectual fitness. Those who are intellectually more advanced
than the others are designed by nature to lead the others. The intellectual
must control and rule the physical. “For that some should rule
and others be ruled is a thing, not only necessary but expedient; from
the hour of their birth, some are marked out for subjection, others
for rule”. If the master do not tyrannise over the slave, slavery
is advantageous to both the master and the slave. Slavery is good because
the slave gets the derivative virtues and excellence of his master.
Aristotle, therefore, appeals to the owners be merciful to their slaves
and suggests that those who are cruel to their slaves ought to have
due punishment meted out to them. Aristotle holds that prisoners of
war should be enslaved only if they are intellectually inferior to their
captors. It was, to the patriotic mind of Aristotle outrageous that
the Greeks who were intellectually the most advanced people should be
enslaved. A Greek could at least could be made a casual not a natural
slave. Aristotle did not believe in racial, human or sex equality. Aristotle’s
defence of slavery rests on two assumptions i.e. (1) men are divided
by nature with respect to capacity for virtue, and (2) it is possible
to categorize people on the basis of their capacity for virtue.
We have no reliable and fixed criterion
to determine who is a natural slave and who is not? Aristotle agrees
that the difference between a free-born master and a natural slave is
not always apparent and yet he holds that as a rule, there are not only
intellectual but also physical and, therefore, tangible differences
between the two. Can a slave have the freedom and grace of movement
of a free-born Greek trained in gymnasium? If Aristotle approves of
the institution of slavery, he does so under definite conditions. He
makes out, for one thing, a distinction between slave by law and slave
by nature i.e. between casual and natural slaves. Slaves by law include
prisoners of war. He admits that the child of a natural slave is not
always a natural slave. He does not approve of slavery by mere right
of conquest in war because superior physical force does not always mean
superior excellence. Besides the cause of war may be unjust and conquest
immoral. Then again a Greek should not enslave a Greek. He asserts that
the interests of the master and the slave being the same, the master
should not abuse his authority over the slave but be friend his
slave. He, should, on occasions, reason with him. All slaves should
be given the hope of emancipation.
Aristotle's Realism:
Aristotle lived at a period when slavery
was a universal institution and a necessary part of social structure.
On the other hand, the sophists declared slavery to be unnatural. Aristotle
took a realistic attitude on the question of slavery. He justified slavery
to secure the necessary leisure to the free born Greeks for participation
in public affairs. Besides emancipation of all slaves would have revolutionalized
the whole social structure in the city-states and upset of all social
values. It must be realized that if Aristotle permitted slavery, he
also placed low in the social scale those Greeks who were actively engaged
in commerce. Inspite of his denunciation of wealth producing activities,
particularly usuary, Aristotle like a realistic that he was, had to
admit the wealth played an important part in politics, that a character
and distribution of wealth is determining factor in fixing the form
of government, and that revolutions were due to the discontent of the
poor against the rich.
Criticism:
Aristotle’s defence of slavery
sound very convencing and unnatural. He does not give any reliable and
fix criteria for the determination of who is and who is not a natural
slave. His definition of slavery according to which some men are, by
nature, born to issue orders and others to obey them without reasoning
would reduce the majority of men in this machine age to the position
of slaves. An industrial worker, with little initiative of his own,
is very like Aristotle’s instrument of action i.e. a slave
according to his description. Aristotle's assertion that some men are
born to rule and others born to obey would reduce the society into two
parts arbitrarily. The fact is that, in society, there are countless
gradations with respect to moral and intellectual endowment which
would point to, not slavery, but a very complex system of subordination
and authority. Aristotle's definition would reduce domestic servants
and even women in backward countries to position of slaves.
Aristotle gives undue importance to heredity by saying that some people
are slaves by nature. He admits that a slave is not a mere body and,
unlike animals, he can comprehend reason. Can not a man who can comprehend
another man reason develop his own rational potentialities if given
proper facilities and environment? The slave being a man is essentially
incompatible with his being a mere instrument of action. Aristotle conceives
of a slave as an animate instrument of action and yet he admits that
'slaves have sometimes the bodies of freemen, sometimes the souls'.
Aristotle on Citizenship:
Book III of the politics brings us
to its most fundamental question i.e. Aristotle's idea of the citizen
and the state. What is a state? begins Aristotle, and says that viewed
objectively the (state is an assemblage of citizens). Neither residence
in the state, right of suing or sued, franchise, nor yet descent from
a citizen, represents the essence of citizenship. Aristotle analyses
the conception of citizenship into its essential and non-essential attributes.
The essential attribute of citizenship which a citizen must and a citizen
alone can possess is neither residence, descent nor legal privilege
but performance of civic function, not for a limited but for indefinite
period. To Aristotle, a citizen is one who participates in the administration
of justice and in legislating as a member or the governing body, either
or both, these two being the essential features of sovereignty. Aristotle's
citizen, therefore, was one who partook of the active sovereign in the
state, taking part in the deliberations of the state assemblies and
in the juries of the state. The essence, therefore, of citizenship lay
in the enjoyment of political rights and duties. It must be kept in
mind, says Aristotle that the definition of citizenship, given above
applies to a democracy not to all the various kinds of states
and governments. In oligarchies, for instance, not all citizens but
a few, holding certain definite offices, legislate or serve as jurors.
Aristotle holds that the virtues of a good citizen are not necessarily
the same as of a good man nor are the virtues of citizenship in different
forms of state of the same type. Excellence of citizenship in a democracy
demands virtues different from those in the oligarchy.
Qualifications of Citizenship:
To Aristotle, the essence of citizenship
is that a citizen must be a functioning member of a city-state, not
a mere adherent nor a mere means to its existence. The prime qualification
for citizenship is the capacity to rule and be ruled in turn. This rules
mechanics and labourers out of consideration because these working
people are too dependent on the lead of others to be able to develop
the capacity to rule.
Besides, freedom from economic worries
is essential for proper discharge of duties of citizenship. An essential
qualification for citizenship, therefore, was the holding of property
which alone could ensure leisure necessary for participation in civic
duties. Manual work, to Aristotle, deliberalizes the soul and renders
it unfit for political speculation and discharge of civic duties. Working
classes, therefore, have neither the ability nor capacity for citizenship.
This is like cutting the society with a hatchet into two parts which
was Aristotle's chief point of criticism against Plato's ideal state.
Aristotle discards the Platonic view that the capacity to rule is the
exclusive possession of a few individuals. But the equality of opportunity
to rule he restricts to the citizens only. And yet Aristotle's citizen
body is practically co-extensive with Pato's guardian classes. Aristotle
is more reactionary than Plato for whereas the latter makes the producing
class an organic part of the state, the former relegates them to the
position of instruments and not members of the state.
Criticism of Aristotle's Conception
of Citizenship:
Aristotle's conception of citizenship is extremely aristocratic and
illiberal for modern application. He was conceiving of citizenship in
terms of a small city-state with direct democracy whereas modern
country-states have indirect democracy. Aristotle's citizen is a juror
and a legislator. But there may be systems of government which do not
provide for a jury system. In a modern nation-state, every citizen cannot
be a legislator. He can, at best control legislation through his elected
representative. Aristotle failed to realize the possibilities of
a representative government. Nor is Aristotle's idea, of citizenship
applicable to colonies. By excluding all leisure less working classes
from citizenship, Aristotle denies them the educative value of political
privileges attached to citizenship. He reduces them to the position
of a mere means of existence for the state, not an active part of the
body-politic. Aristotle's definition of citizenship creates a large
disenfranchised and discontented class which goes against the solidarity
of the state. It is the duty of the state to secure social and political
rights for its humblest members. Aristotle's definition of citizenship
does not take into consideration the complex gradation of capacity
and leisure of members of the society.
If the end of the state is to serve
the greatest good of the greatest number, it must be able to utilize
the experience of the largest number of people as well as their differences.
Again, if citizenship is to be reserved only for a class of people who
are rich enough not to have to work for their living, we might well
be certain that the governing body, based on rich citizenship, would
first and last think of passing legislation to ensure the stability
of the rule of its own class and would, therefore, identify the interests
of its own class with the public interests of the state. Laws would
be passed to preserve for the ruling class their large incomes.
It must, however, be admitted in justification
of Aristotle's limited citizenship that citizenship in his days
connoted something much more than citizenship nowadays does and did
require leisure which the working class people did not enjoy. Aristotle
realized this and, like a realist that he was preferred the practical
to the ideally perfect. Like a realist again, he held that a good citizen
in a democracy had virtues different from those of a good citizen in
an oligarchy.
Aristotle on Law and Justice:
Aristotle holds that law though created
like the state by man is not conventional but natural because it is
moral. Law is 'dispassionate reason' and its content is the same as
that of morality. It has the character of the universal. To Aristotle
as to all Greeks, general principles of conduct which are ascertained
by reason are natural laws. Canons of right and justice are eternal
and universally binding and their sanction comes from their essential
rationality. Laws represent social experience and ripened collective
wisdom of a people. The principles of natural law were to be applied
only by the legislator. A citizen had no right of withholding his obedience
to law. Aristotle believed in ‘natural law' but not natural rights'.
He agreed that laws were relative to the constitution of the state.
A bad constitution meant bad laws. The absence of law in a state meant
lack of a constitution. Law was superior to the government because it
checked the latter's irregularities. Rule by law was better than
personal rule because law had an impersonal quality which the ruler
lacked. Aristotle set a great store by the stability of laws.
Justice to Aristotle as to Plato is
virtue in action. Justice means that every member of a community
should fulfill his moral obligations towards the fellow-members of his
community. Justice may be conceived in a wider and in a narrower
sense. In the wider sense justice is identifiable with moral virtue
and general excellence. It is comprised of all virtues. Complete justice
is the whole of moral virtue in social relationship.
Distributive Justice:
Justice in the narrower i.e. political
sense has two sub-varieties viz (1) distributive and (2) corrective
justice. Corrective justice is mainly concerned with voluntary commercial
transactions like sale, hire, furnishing of security, etc., and other
things like aggression on property and life, honour and freedom. Distributive
justice consists in proper allocation to each person according to his
worth or desert. This type of justice relates primarily but not exclusively
to political privileges. From the point of view of distributive justice,
each type of political organization has its own standard of worth and,
therefore, of distributive justice. In a democracy, the standard
of worth is free birth, in an oligarchy it is riches, in aristocracy
of birth it is descent while in true aristocracy it is virtue. Distributive
justice assigns to every man his due according to his contributions
to the society. It minimizes strife and confusion by countering inequality
of the equals or the equality of the unequals. Distributive justice
is identifiable with proportionate equality i.e. a man's rights, duties
and awards must correspond to his social performances and contributions.
Aristotle insists that offices and
honours must not be confined to the fit and the virtuous few only
to the neglect of the many because the many, collectively, make an important
contribution to the state and must be proportionately rewarded.
Aristotle's concept of distributive justice does not apply to modern
conditions. Based on the notion of award of offices and honours in proportion
to a man's contribution to society, it could apply to a small city-state
and is not applicable to big nation-states of today. Our notion of distributive
justice is based on duties rather than rights, particularly the
duty of paying proportionate taxes to the state.
Aristotle on Education:
Like Plato, Aristotle was very keen
on education. According to him, education was meant to prepare
the individual for membership of the state and as such had a political
as well as an intellectual aim. Aristotle held that education must be
adapted to the constitution of the state and should be calculated to
train men in a certain type of character suitable to the state. To him,
the building of a particular type of character was more important than
the imparting of knowledge, and, therefore, proper educational
authority was the state and not private individuals. The state should
set up an educational machinery of its own. Aristotle, too, drew up
a curriculum of studies based on music and gymnastics dividing the entire
period of education of an individual into smaller periods of seven years
but his views on education, on the whole, were less complete and less
systematic than those of Plato.
Distinction between State
and Government:
With scientific precision, characteristic
of him, Aristotle showed a distinction between the state which was the
assemblage of the body of citizens, and the government which consisted
of those citizens alone who held the supreme political power and administered
the state. The government is a tangible means of executing the ends
and performing the moral and political functions of the state. While
the government might change with the overthrow of those who occupied
the highest political offices, the state changed only when the constitution
of the state was changed. With Aristotle, therefore, the identity
of a state depends upon the identity of its constitution which is defined
as an arrangement of the offices of a state, determining their distribution,
the residence of sovereignty and the end of political association. The
end of the state is the primary concern of the constitution while the
residence of sovereignty determines the particular nature of the constitution.
To change the constitution, according to Aristotle is to change the
state itself. This would seem to imply that after the constitution of
a state is changed, the new state as the moral sanction to repudiate
the liabilities of the previous state. Bolshevik Russia and a number
of republics in South America seem to have followed the Aristotelian
line of thought in repudiating their obligations. Aristotle did not
believe in the sovereignty of the state. Sovereignty belonged to the
de facto government of the state.
Aristotle on Government:
The government in a state could be
constituted on the basis of (1) birth, (2) wealth, and (3) number. A
government based on birth has the defect that whereas one monarch
may be a wise and efficient ruler his Successor may prove to be a moral
or intellectual degenerate. Again a government based upon wealth may
not be good or efficient because wealth is no criterion of a man's moral
or intellectual worth. The third basis is one of number. Now Aristotle
believes that the aggregate virtue and ability of the mass of the people
is greater than the virtue and ability of a part of that mass. Though
the bulk of the citizens may not be fit to give any valuable judgment
on the technical details of administration, still they would have the
sound commonsense of deciding to whom they would delegate political
power and the authority to make laws. They have sense enough to choose
their own rulers and should be able to bring to book their rulers if
the latter misbehave. Aristotle was, therefore, in favour of a
vague sort of democracy. He would give ultimate sovereign power to the
mass of the citizens though the best citizens only would represent the
actual governing authority and machinery.
Sovereignty of Law:
To prevent the abuses of the sovereignty
of people, Aristotle placed above it the sovereignty of laws. Aristotle
held that law had qualities which were fundamental to the life of the
state. He believed in the virtue of law because law represents the application
of a body of rules which have been determined beyond the passions of
man. Law is, therefore, free from the influence of human passion. Law
represents the rule of reason. Law is stable and introduces the element
of stability in the constitution of a state. Law, in so far as it represents
the practical wisdom and experience of the past is essential for the
proper living of a man and for the proper working of governmental machinery.
Aristotle holds that “where laws have no authority, there is no
constitution. Aristotle classifies the law ought to be supreme over
all and the rulers should judge the particulars”.
Classification of Government:
Aristotle classifies different forms
of government in two-fold basis i.e. (1) according to the number of
persons who hold or share the sovereign power; (2) according to ends
the governments have in view. This basis enables us to distinguish between
the pure and the corrupt forms of government. This is because the true
end of the state is the perfection of its members and the degree of
devotion to this end is the criterion to judge whether a government
is pure or corrupt. Judged according to the two-fold basis given above,
there are six kinds of government as under:
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Pure
Form |
Corrupt
Form |
- Monarchy – with supreme virtue as
its guiding principle.
- Aristocracy – representing a mixture
of virtue and wealth.
- Polity – representing material and medium
virtues, power resting with the middle class people.
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- Tyranny – representing force, deceit
and selfishness.
- Oligarchy – representing the greed of
wealth.
- Democracy – representing the principle
of equality with power in the hands of the poor.
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In the table given above, monarchy represents
the rule of one man for common good with tyranny as its perversion. Monarchy
is the ideal or pure form but is impossible of realization or at least perpetuation,
for, even if we can find an individual who possesses all the necessary qualifications
and virtues fully, we cannot expect him to pass on his virtues in all their
fullness to his successor. So a monarchy gets perverted into a tyranny which
is the rule of one, not for common good but for selfish purposes. In
all, Aristotle recognizes five kinds of monarchy i.e. the Spartan type,
oriental hereditary despotism, old heroic kingship elective perpetual dictatorship,
and the philosopher guardian. Aristocracy is the rule of the few for the
common good. Aristocracy, too, is difficult of realization and gets perverted
into an oligarchy which means the rule of the few for selfish purposes and
not for common good. Polity means the government of all for the good of
all but because the poor must always be more numerous than the rich,
polity gets perverted into democracy which to Aristotle means the rule of
all for the good of the poor only. Aristotle suggests that out of the really
practical forms of government, polity based on the rule of law is the best.
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Economic Basis of Government:
Aristotle with his native
shrewdness, points out that in the case of rule by more
than one man, the real distinguishing factor is wealth,
for if you have an oligarchy-aristocracy always degenerates
into oligarchy-it will always be the rule of the rich
and if you have democracy-polity always degenerates
into democracy-it will always represent the rule of the
poor. Thus we have an economic basis of the classification
of government too. Aristotle observes that in a state
four elements always struggle for power viz. (1)
Birth, (2) Virtue, (3) Wealth, and (4) Liberty.
Best Constitutions:
Plato portrayed an ideal state because he believed
in the unlimited perfectibility of human nature. To Aristotle, human nature
was perfectible within limits. He, therefore, visualizes the best possible
state. Aristotle refuses to return a direct and positive answer to the
question he poses himself, namely, what is the best constitution or state?
He points out that in a polity there is the happy combination of the elements
of liberty and wealth, in tyranny there is the element of birth alone,
in oligarchy element of wealth and in democracy the element of liberty
alone. He adds that one must consider not only what is the best form ideally
or absolutely but also what is the best attainable in practice and what
is best under a particular set of conditions and circumstances. In an
ideal state, there must be the rule of ideal virtue i.e. the government
must be in the hands of the best. If one man is super excellent in
virtue, the form of government should be monarchy; otherwise pure
aristocracy. But it is not possible to maintain such a government for
a long time, both monarchy and aristocracy having a tendency to degenerate,
after some time, into tyranny and oligarchy respectively. To Aristotle
that constitution is best which is best attainable under the circumstances
he realizes the necessity of moderation and stability in the constitution
follows the rule of the mean and points out that polity is the best attainable
constitution ordinarily. He rules out other forms of government as
representing extremes. For instance, oligarchic wealth promotes arrogance
and lack of will to obey and democracy breeds egalitarian license etc.
That form of government is best in which the element desiring stability
is the strongest. Ordinarily polity in which the middle class is the strongest
is the best attainable form of government. In Books VII and VIII of the
Politics, where he discusses the form of the best state, Aristotle does
not say explicitly whether he is dealing with the ideal or the best attainable
state. He mixes idealism with practicality and instead of giving the detailed
structure of the state, he confines himself to pointing out the best favourable
conditions for the best state which are partly inspired by the Laws of
Plato and which are based on Aristotle's doctrine of the golden mean.
These external conditions calculated to promote stability of the state
are:
1. Population:
There must be a certain minimum
of population to make the state self-sufficing as also a certain maximum
beyond which orderly government becomes difficult. Aristotle, however,
does not give the minimum or maximum figures. He lays down that the
population should be such that citizens know each other to be able to elect
right persons to different offices. This naturally points to a city-state.
2. Size:
The size of the state should be
such as to ensure a leisured but not a luxurious life i.e. it should be
neither to large nor small. It should be small enough to permit of the holding
mass assemblies for deliberative purposes and to be taken at a single glance.
The unity of purpose and interest that comes from personal knowledge and
active personal intercourse with one’s neighbours is best for the
best state. The modern states are so big that there is a sharp distinction
between the government and the state, opposition which to a Greek mind,
detrimental to the unity of the state. The territory of the state should
be hard of access to the enemy and easy of egress to the inhabitants. It
should be near enough the sea for necessary imports but not to near it to
encourage foreign trade or a sea-going class.
3. Character of the people:
The population should in character
and ability resemble the Greeks who combine the spirit and courage of the
northern races with the intelligence of the Orientals.
4. Classes in the State:
The classes in the sate necessary
to make it self-sufficing are agriculturists, artisans, warriors, well to
do people, priests and administrators. The fist two of these are in but
not of the state i.e. they are non-citizens. The citizens who hold most
of the land on individual basis perform different functions at different
periods of life i.e. fighting when young, administrative work when older
and that of priesthood when very old.
5. Education:
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Aristotle holds that character of
the people and the tone of the society depends to a considerable extent
on education which cultivates intellectual, moral and physical excellence
and enables a citizen to perform his duties properly. He lays down a
system of uniform, compulsory and public education for the leisure classes
which is more cultural than practical.
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Aristotle mentions other things about
his best state i.e. best means of defense against foreign attack, topography,
water-supply, arrangement of streets and fortifications etc. his description
of the governmental organizations for his best state is very cursory.
He lays down that three institutions are necessary to perform the three
main functions of government i.e. a popular assembly, for deliberative
work, which should be composed of all citizens and to whom the ultimate
decisions of the government must be submitted, a system of magistracy
and a system of judiciary.
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In extreme democracy all the three
organs of government mentioned above are open to all bonafide citizens
which endangers the stability of the state. This danger of instability
is obviated in a polity by lying down that a citizen must possess a
certain minimum of property, before he is eligible to hike to take a
share in the work of government. This would mean the rule of the middle
class. There must be a reasonable equality of property ownership and
property-rights between the citizens. There should be none extraordinarily
rich or poor because there can be no harmony of interest between the
very rich and the very poor. The best state should eschew all aggressive
wars because the true ideal of a state should be a virtue and not power.
The end of Book VIII leaves: the subject of the best s ate rather unfinished.
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- Aristotle on Revolutions:
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Frequent changes in the governments
of the city-state in Greece, due to deterioration and decadence in political
life, gave food for serious thought to Aristotle who formulated his
views on Revolutions and their causes. In Book V of the Politics he
shows amazing power of sifting historical material and of masterly analysis
in dealing with the causes of the revolutions and displays ripe political
wisdom in suggesting preventives for them.
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- Varying Degrees:
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Aristotle points out that there are varying degrees
of revolutions. A revolution may take the form of a change of constitution
of a state or the revolutionaries may try to grasp political power without
changing the constitution. Again, a revolution may make an oligarchy
or democracy more or less oligarchic or democratic respectively. A revolution,
lastly, may be directed against, (not the entire system of government
but a particular institution or set of persons in the state.
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- General Causes of Revolutions:
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In order to diagnose a revolution
we must consider (1) the temper of the revolutionaries and their (2)
motives and (3) the, causes and occasions of the revolution and (4)
the state of mind of the revolutionaries. Revolutions are generally
traceable to the one-sided and perverted notions of justice of revolution-minded
people. The most general cause of revolutions is men's desire for equality.
But equality has different meaning for different people. The democratic
masses want absolute equality of all whereas the oligarchic few favour
proportional equality based on considerations of wealth, ability
and worth. The objects of a revolution are gain, honour and. Equality.
The most important general cause of revolution is the discrepancy
between the cultural political ability and the actual political power
held by different classes of citizens. All revolutions are ultimately
due to the innate desire in citizens to have equality of opportunities
and rights. A state will be stable i.e. not given to revolutions
in proportion to the satisfaction of this craving for equality. A mixed
form of government, containing both oligarchic and democratic elements,
is the best from the point of view of avoiding revolutions.
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- Particular Causes:
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Particular causes of revolutions, to be distinguished
from occasions of revolutions, as stated by Aristotle are love of gain,
love of honour, insolence, fear, undue prominence of individuals in.
public life, disproportionate increase in some part of the state, election
intrigues, carelessness in granting offices to disloyal persons, neglect
of small changes and dissimilarity of elements in the state.
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- Causes in Particular Kinds of States:
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Aristotle also examines causes of
revolutions in particular kinds of states. In democracies, revolutions
break out due to the excess of demagogues making the rich oligarchs
to combine against them. Oligarchies are overthrown due to the oppressive
rule of the oligarchs or due to rivalry between the oligarchs themselves.
In aristocracies, revolutions are due to Jealousy created by restricting
honours of state to a small circle. Foreign influence, too, produces
revolutions in a state.
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- Prevention of Revolutions:
Aristotle suggests a number of useful
preventives for revolutions. The most essential thing is to inculcate
the spirit of obedience to law especially in small matters and to watch
th beginnings of change in the constitution. Too much reliance should
not be placed on devices to deceive the people. Too much power should
not be allowed to concentrate in the hands of one man or one class of
men and various classes in the state should be treated with consideration.
No man or class of men should feel that they cannot hold political power.
Great political offices should be outside the reach of unknown strangers
and aliens. Holders of offices should not be able to make private gain,
by bribery and gratification etc out of their offices. The administrative
machinery particularly financial administration should be open to public
scrutiny. Offices and honours should be awarded on considerations of distributive
justice and no class of citizens should have a monopoly of political power.
The citizens should be educated in the spirit of the constitution. The
highest offices in the state should be given only on considerations of
loyalty to the constitution, administrative capacity and integrity of
character but each citizen must have his due. The government of the day
should keep before the public the danger of foreign attack in case of
internal revolution. A revolution to Aristotle constituted more a political
than a legal change. It had the effect of reversing ethical, social and
economic standards.
Aristotle on Tyrants:
While dealing with revolutions Aristotle
paid some attention to the tyrants and their peculiar vices. These
vices were common to all tyrants, whether Greek or barbarian.The tyrants,
according to Aristotle, maintained themselves in power by:
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- The employment of a large number of spies. An
efficient system of espionage is most essential in a tyranny.
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- Pursuit of a policy military aggression abroad.
A foreign war is the best means adopted by a tyrant to divert
attention of the people from the irregularities of home life and
the ugliness of the domestic policy of the government.
- Promotion of distrust and of a spirit of hostility
between different classes of the community and maintenance of
self-confidence.
- An attempt to destroy the intellectual life
of the citizens because, otherwise, some would indulge in political
speculation which is dangerous to a tyrant. Death of intellectual
life in the community is one of the most characteristic signs
of a tyranny.
- The most efficacious of all the methods of a
tyrant is his successful disguise of his tyranny by a semblance
of beneficent rules. A tyrant shows concern for the people, respects
art and religion and avoids display of regal magnificence.
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Aristotle on Democracy:
Aristotle holds that two principles characterize democracy i.e. freedom
and majority rule. Democrats, says Aristotle, hanker after equality
but equality of what? Aristotle condemns the belief of the democrats
that freedom and equality mean doing as one likes. People do not want
to be ruled or else they want to rule and be ruled in turn. Aristotle
was not opposed to democracy in the same measure as Plato was. To him,
democracy is a form of government in which supreme power is in the hands
of freemen. Aristotle believed that the aggregate virtue and ability
of the mass of the people was greater than the virtue and ability of
a part of the population. If the mass of people do not understand the
technicalities of administration, they have the sound commonsense of
appointing right administrators and legislators and of checking any
misbehviour on the part of the latter. Aristotle was, therefore in favour
of a vague sort of democracy. He would vest ultimate sovereign power
in the mass of citizens, though only the best citizens would represent
the actual governing authority and machinery. Aristotle’s democracy
means aristo-democracy of free citizens, because the large body of slaves
and aliens can have no share in the government of the day. It means
direct democracy is possible only in a small city-state. Modern representative
democracy to Aristotle would mean not democracy but oligarchy.
Aristotle’s Criticism of Plato:
Aristotle devotes the first part
of Book II of the Politics to a severe and unfair, even hostile, criticism
of Plato. He particularly criticizes the ideal state of The Republic with
the help of his sound commonsense and inductive method though the Statesman
and the Laws of Plato, also, do not escape his critical notice. He severely
criticizes Plato for the latter's (1) conception of the unity of the state,
(2) communism of property and wives, and (3) comparative neglect of the
lower classes in the ideal or the sub-ideal state.
Aristotle does not agree with
Platonic view that the greater the unity of the state the better because
such a unity may become so excessive as to destroy the very character of
the state which consists in plurality of composition and interests. Similar
do not constitute a state. Excessive unity would tend to reduce the state
into a family and then into an individual. A state, to Aristotle must represent
plurality of dissimilar. Real unity arises not from leveling down distinctions
and reducing thins and men to a uniform pattern but from proper organization
of relations among individuals differently endowed and trained. Aristotle’s
criticism of Plato’s conception of the unity of the state was, obviously,
a little too severe because Plato did recognize the need of diversity of
functions and of functional specialization in the state. Plato crated three
distinct classes in the state and the charge of excessive unity may and
that too only to a limited extent, apply to the numerically very small upper
two classes only.
Aristotle did not agree with Plato's
communism of property and wives as creative of organic unity and harmony
in the state. Spiritual medicines were needed for spiritual ills. Unity
of the state is best achieved not by abolishing the hoary institutions of
private family and private property but by organizing and training individuals
of various types and capacities according to the spirit of the constitution
of the state. Every individual must be allowed a certain minimum of possessions
and of liberty of action to best express his individuality in the service
of society. Organic unity of the state needed not a particular type or pattern
of citizens through communism, but proper utilization of individual
differences in furtherance of social needs. (Aristotle criticized Plato’s
communism as based on a wrong conception of human psychology. It was as
impracticable as it was harmful in its consequences. It would lead to bad
social ethics, loose morality and degeneration of the human race. Both
private property and private were essential social institutions.
Aristotle expresses dissatisfaction
regarding the vagueness of Plato's references to the non-guardian class
i.e. lower classes representing the majority of the people in the state.
Plato does not formulate any system of education for them nor does he fix
up their position in the state. Will not Plato's division of population
into the guardians and the non-guardians divide the state into two mutually
hostile parts with a hatchet? It must be realized, however, that Aristotle's
division of the population into the citizens represented hardly any improvement
on Plato's position.
- Aristotle's Indebtness to Plato:
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In spite of Aristotle's criticism
of Plato, as given above, there is a considerable similarity of ideals
in the Laws of Plato and the Politics of Aristotle. Both holds that
man is a social animal and must live in society. Both write on the basis
of the city-state. Both are for the individual placing himself at the
service of the society. There is a similarity in the views about education
and the educational systems of the two. Both are in favour of state
regulation of education. Both have an exalted notion of citizenship
and disregard lower classes. Neither denounces slavery. The classification
of government of the two is very similar. Both portray an ideal state.
Both insist on unity and harmony of the state. Both denounce democracy
and assign rule to virtue. Both take an organic view of society. Both
believe in a mixed constitution in the Laws and the Politics as the
most excellent. To both justice lies in the rendering of 'due'. Both
believe in the natural origin of the state. Both believe that the state
exists not only for life but for good life. Both establish an identity
between the virtues of the individual and of the state and, therefore,
correlate Ethics and Politics.
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The Hellenic and the Universal in Aristotle:
THE HELLENIC - The political philosophy
of Aristotle is essentially based on a detailed and systematic study of
contemporary Hellenic thought and practice. His inductive method and
his realism contributed powerfully to give a Hellenic colouring to all that
he thought and wrote. The basic principles of his thought, namely,
the superiority of the city-state over other forms of government and of
the Greeks over other races of mankind, the justice of slavery as a necessary
social institution, the importance of leisure in public life, the necessity
of a state-directed and state-controlled system of education and his
hatred of commerce and usury are typically, Hellenic in conception. The
Politics of Aristotle is really an attempt to rationalize existing
Greek ideas and institutions.
THE UNIVERSAL - A deeper study
of Aristotle, however, reveals a series of concepts of abiding interest
and universal application. The eternal problem of the reconciliation between
liberty and authority was properly emphasized by Aristotle. The modern notion
of the sovereignty of law is clearly traceable to Aristotle to whom law
represented the rule of ripe and dispassionate reason and was necessary
for the proper working and stability of the state. Aristotle is refreshingly
modern in his emphasis on the value of public opinion. The mass of the people
had sound commonsense and were good judges of public policies. Aristotle
also realized the importance of a determinate human superior and was thus
the forerunner of the Austinian theory of legal sovereignty. By dividing
the functions of the government into the deliberative, the legislative and
the judicial, he gave support to the theory of separation of powers.
Aristotle also showed the eternal relationship between economics and politics
and was thus the source of inspiration to writers like Montesquieu and Karl
Marx. His doctrine of the golden mean finds its development in the modern
notion of political checks and balances. Aristotle may also be said to be
the father of modern Individualism as well as the modern theory of popular
sovereignty.
There is both the conservative
and the democrat in Aristotle. As a conservative he rationalizes existing
institutions even though as a progressive and rules out traders and artisans
from citizenship. As to the democrat in him, Aristotle is not a proletarian
democrat and does not believe in mob-democracy but he is a liberal democrat
opposed to all forms of dictatorship, even of the philosopher-rulers. He
does no believe in the class-rule of Plato or Marx. He realizes the soundness
of the political judgment of the common man. “It is possible that
the Many, of which each individual is not a man of talent, are still collectively
superior to the few best persons."
- Estimate of Aristotle:
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It is no exaggeration to say
that practical political philosophy in the West began with Aristotle.
While Plato soared in the heights and aimed at the ideal, Aristotle's
objective was not the ideally best but the best attainable. By his keen
and practical political insight and systematic treatment of the subject
Aristotle laid the foundations of real political science. Politics,
with him, assumed the character of an independent science. Undoubtedly,
he like Plato, combine the ethical and the political but he always gave
the pride of place to the political. Aristotle was more individualistic
than Plato as shown by the fact that whereas the latter dealt with both
ethics and politics in one treatise, Aristotle dealt with the two in
two separate treatises i.e. the Politics and the Ethics. He considered
the individual important enough to be a subject of treatment in a separate
work.
In spite of his, sometimes, severe
criticism of Plato, Aristotle differs from his master more in the form and
method than the content of his political philosophy. He is analytical and
logical and realistic and his theories represent definite and clear-cut
dogmas. He may be called the scientist of Politics because of his empirical
study of and his method of approach to a problem. He collects his data with
infinite care and minuteness, categories and defines it and draws rationalistic
conclusions.
Aquinas was Aristotelian in his
method and much of the content of his thought. To both Aristotle and Aquinas,
law was identical with reason. To both the best governments were monarchy
and aristocracy, based on the rule of virtue. Both favoured mixed governments.
Aquinas harmonized the political theory of the Church with the forms of
Aristotle’s politics. Aristotle influenced the imperialist as much
as the ecclesiastical thinkers. Both the defensor pacis of Marsiglio and
the De Monarchia of Dante show traces of indebtness to the politics, Machiavelli,
too, borrowed from the Politics. The Prince is opined to be a commentary
on the Aristotelian theory of revolutions. But, whereas, Aristotle established
a close relation between ethics and politics, Machiavelli divorced his politics
from ethics.
Even the modern age is not uninfluenced
by Aristotle. Montesquieu in the form as well as the content of his philosophy
is evidently indebted to Aristotle. His theory of separation of powers is
inspired by Aristotle. The Hegelian theory of the constitution of a country
representing ‘the expression of the self-consciousness of the state’ is,
in some measure, in agreement with Aristotle’s views on the subject.
The close relationship between economics and politics established by Karl
Marx is also traceable to Aristotle. The Politics of Aristotle still remains
one of the greatest classics on political science because it contains much
of universal validity.
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